SEARCH SITE
VIRGINIA LAW PORTAL
- Code of Virginia
- Virginia Administrative Code
- Constitution of Virginia
- Charters
- Authorities
- Compacts
- Uncodified Acts
- RIS Users (account required)
SEARCHABLE DATABASES
- Bills & Resolutions
session legislation - Bill Summaries
session summaries - Reports to the General Assembly
House and Senate documents - Legislative Liaisons
State agency contacts
ACROSS SESSIONS
- Subject Index: Since 1995
- Bills & Resolutions: Since 1994
- Summaries: Since 1994
Developed and maintained by the Division of Legislative Automated Systems.
1998 SESSION
HB 439 Securities; investment advisors and representatives.
Introduced by: Harry R. Purkey | all patrons ... notes | add to my profiles
SUMMARY:
Securities; investment advisors and representatives. Revises and clarifies the definitions of "broker-dealer," "federal covered advisor" and "investment advisor representative" within the Virginia Securities Act. The bill also provides that a federal covered advisor must file documents and pay applicable fees as required by rules and orders of the Commission in order to lawfully transact business in the Commonwealth.
FULL TEXT
- 01/16/98 House: Presented & ordered printed 980768845 pdf
- 01/26/98 House: Printed as engrossed 980768845-E pdf
- 02/20/98 House: Bill text as passed House and Senate (HB439ER) pdf
- 03/10/98 Governor: Acts of Assembly Chapter text (CHAP0022) pdf
AMENDMENTS
HISTORY
- 01/16/98 House: Presented & ordered printed 980768845
- 01/16/98 House: Referred to Committee on Corporations, Insurance and Banking
- 01/22/98 House: Assigned to C. I. B. sub-committee: 2
- 01/22/98 House: Reported from C. I. B. w/amd. (25-Y 0-N)
- 01/23/98 House: Read first time
- 01/26/98 House: Read second time
- 01/26/98 House: Committee amendment agreed to
- 01/26/98 House: Engrossed by House as amended
- 01/26/98 House: Printed as engrossed 980768845-E
- 01/27/98 House: Read third time and passed House (Block Vote) (95-Y 0-N)
- 01/27/98 House: VOTE: BLOCK VOTE PASSAGE (95-Y 0-N)
- 01/27/98 House: Communicated to Senate
- 01/28/98 Senate: Constitutional reading dispensed
- 01/28/98 Senate: Referred to Committee on Commerce and Labor
- 02/16/98 Senate: Reported from Commerce and Labor (14-Y 0-N)
- 02/17/98 Senate: Const. reading disp., passed by for the day (40-Y 0-N)
- 02/17/98 Senate: VOTE: CONST. RDG. DISPENSED R (40-Y 0-N)
- 02/18/98 Senate: Read third time
- 02/18/98 Senate: Passed Senate (40-Y 0-N)
- 02/18/98 Senate: VOTE: PASSAGE R (40-Y 0-N)
- 02/20/98 House: Bill text as passed House and Senate (HB439ER)
- 02/27/98 House: Enrolled
- 02/27/98 House: Signed by Speaker
- 02/27/98 Senate: Signed by President
- 03/09/98 Governor: Approved by Governor-Chapter 22 (effective 7/1/98)
- 03/10/98 Governor: Acts of Assembly Chapter text (CHAP0022)