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1999 SESSION

• | print version

HB 1680 Securities; definition of investment adviser.

Introduced by: Eric I. Cantor | all patrons    ...    notes | add to my profiles

SUMMARY AS INTRODUCED:

Securities; definition of investment adviser. Amends the definition of “investment adviser” to exclude persons exempt from registration under the federal Investment Advisers Act of 1940 or any rule or regulation promulgated pursuant to such federal law.

FULL TEXT

• 01/13/99  House: Presented & ordered printed 995131146  pdf

HISTORY

• 01/13/99  House: Presented & ordered printed 995131146
• 01/13/99  House: Referred to Committee on Corporations, Insurance and Banking
• 01/28/99  House: Stricken from docket by C.I.B. (25-Y 0-N)