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1998 SESSION
HB 592 Securities; registration of investment advisor representatives.
Introduced by: Eric I. Cantor | all patrons ... notes | add to my profiles
SUMMARY:
Securities; registration of investment advisor representatives. Prohibits investment advisor representatives from working for more than one investment advisor, except pursuant to Senate rules and regulations as the Virginia State Corporation Commission may prescribe. The bill also requires an investment advisor representative to notify the Commission whenever he changes his connection from one investment advisor or federal covered advisor to another.
FULL TEXT
- 01/21/98 House: Presented & ordered printed 983086146 pdf
- 02/02/98 House: Printed as engrossed 983086146-E pdf
- 03/05/98 House: Bill text as passed House and Senate (HB592ER) pdf
- 04/14/98 Governor: Acts of Assembly Chapter text (CHAP0255) pdf
AMENDMENTS
HISTORY
- 01/21/98 House: Presented & ordered printed 983086146
- 01/21/98 House: Referred to Committee on Corporations, Insurance and Banking
- 01/29/98 House: Reported from C. I. B. w/amds. (25-Y 0-N)
- 01/30/98 House: Read first time
- 02/02/98 House: Read second time
- 02/02/98 House: Committee amendments agreed to
- 02/02/98 House: Amendment by Mr. Cantor agreed to
- 02/02/98 House: Committee amendment #4 reconsidered
- 02/02/98 House: Committee amendment #4 rejected
- 02/02/98 House: Engrossed by House as amended
- 02/02/98 House: Printed as engrossed 983086146-E
- 02/03/98 House: Read third time and passed House (97-Y 0-N)
- 02/03/98 House: VOTE: PASSAGE (97-Y 0-N)
- 02/03/98 House: Communicated to Senate
- 02/04/98 Senate: Constitutional reading dispensed
- 02/04/98 Senate: Referred to Committee on Commerce and Labor
- 02/23/98 Senate: Reported from C. & L. with amendment (14-Y 0-N)
- 02/24/98 Senate: Const. reading disp., passed by for the day (39-Y 0-N)
- 02/24/98 Senate: VOTE: CONST. RDG. DISPENSED R (39-Y 0-N)
- 02/25/98 Senate: Read third time
- 02/25/98 Senate: Reading of amendment waived
- 02/25/98 Senate: Committee amendment agreed to
- 02/25/98 Senate: Engrossed by Senate as amended
- 02/25/98 Senate: Passed Senate with amendment (39-Y 0-N)
- 02/25/98 Senate: VOTE: PASSAGE R (39-Y 0-N)
- 02/25/98 Senate: Rec. of Sen. passage agreed to by Senate (40-Y 0-N)
- 02/25/98 Senate: VOTE: RECONSIDER R (40-Y 0-N)
- 02/25/98 Senate: Passed Senate with amendment (40-Y 0-N)
- 02/25/98 Senate: VOTE: PASSAGE R (40-Y 0-N)
- 02/26/98 House: Placed on Calendar
- 02/27/98 House: Senate amendment agreed to by House (98-Y 0-N)
- 02/27/98 House: VOTE: ADOPTION (98-Y 0-N)
- 03/05/98 House: Bill text as passed House and Senate (HB592ER)
- 03/11/98 House: Enrolled
- 03/11/98 House: Signed by Speaker
- 03/12/98 Senate: Signed by President
- 04/07/98 Governor: Approved by Governor-Chapter 255 (effective 7/1/98)
- 04/14/98 Governor: Acts of Assembly Chapter text (CHAP0255)