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1998 SESSION

  • print version
(HB592)

AMENDMENTS PROPOSED BY THE HOUSE COMMITTEE ON CORPORATIONS, INSURANCE AND BANKING

    1. Page 1, introduced, line 33, after advisor

      strike

        or with a federal covered advisor

    2. Page 1, introduced, line 34, after Commission.

      insert

        When an investment advisor representative begins or terminates a connection with a federal covered advisor, the investment advisor representative shall promptly notify the Commission.

    3. Page 1, introduced, line 41, after Commonwealth.

      insert

        No investment advisor representative shall be employed by more than one investment advisor or federal covered advisor.

FLOOR AMENDMENT (CANTOR) AGREED TO BY HOUSE OF DELEGATES

    1. Page 1, introduced, line 43, after advisor

      insert

        except pursuant to such rules or regulations as the Commission shall prescribe