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1997 SESSION

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HB 1424 Securities; sale by banks.

Introduced by: Harry R. Purkey | all patrons    ...    notes | add to my profiles

SUMMARY:

Securities Act; broker-dealers. Eliminates from the Securities Act's definition of "broker-dealer" an exemption for banks. Under the bill's provisions, banks selling securities would have to register as broker-dealers.

FULL TEXT

• 01/22/96  House: Presented & ordered printed 963426412  pdf

HISTORY

• 01/22/96  House: Presented & ordered printed 963426412
• 01/22/96  House: Referred to Committee on Corporations, Insurance and Banking
• 02/08/96  House: Continued to 1997 in C. I. B. w/sub. (22-Y 0-N)
• 12/20/96  House: No action taken by Corporations, Insurance and Banking by voice vote