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1996 SESSION
HB 1424 Securities Act; broker-dealers.
Introduced by: Harry R. Purkey | all patrons ... notes | add to my profiles
SUMMARY:
Securities Act; broker-dealers. Eliminates from the Securities Act's definition of "broker-dealer" an exemption for banks. Under the bill's provisions, banks selling securities would have to register as broker-dealers.
FULL TEXT
HISTORY
- 01/22/96 House: Presented & ordered printed 963426412
- 01/22/96 House: Referred to Committee on Corporations, Insurance and Banking
- 02/08/96 House: Continued to 1997 in C. I. B. w/sub. (22-Y 0-N)