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2007 SESSION
HB 2024 Securities Act; employment of registered agents.
Introduced by: Harry R. Purkey | all patrons ... notes | add to my profiles
SUMMARY AS INTRODUCED:
Securities Act; employment of agents. Authorizes the State Corporation Commission to prescribe exceptions, by rule or regulation, to the current prohibition on the employment of an agent by more than one broker-dealer or issuer.
FULL TEXT
- 01/08/07 House: Prefiled and ordered printed; offered 01/10/07 070162158 pdf | impact statement
- 02/22/07 House: Bill text as passed House and Senate (HB2024ER) pdf | impact statement
- 03/27/07 Governor: Acts of Assembly Chapter text (CHAP0458) pdf
HISTORY
- 01/08/07 House: Prefiled and ordered printed; offered 01/10/07 070162158
- 01/08/07 House: Referred to Committee on Commerce and Labor
- 01/16/07 House: Reported from Commerce and Labor (21-Y 0-N)
- 01/18/07 House: Read first time
- 01/19/07 House: Read second time and engrossed
- 01/22/07 House: Read third time and passed House (95-Y 0-N)
- 01/22/07 House: VOTE: PASSAGE (95-Y 0-N)
- 01/22/07 House: Communicated to Senate
- 01/23/07 Senate: Constitutional reading dispensed
- 01/23/07 Senate: Referred to Committee on Commerce and Labor
- 02/12/07 Senate: Reported from Commerce and Labor (15-Y 0-N)
- 02/14/07 Senate: Constitutional reading dispensed (40-Y 0-N)
- 02/14/07 Senate: VOTE: (40-Y 0-N)
- 02/14/07 Senate: Passed by for the day
- 02/14/07 Senate: Reconsideration of Passed by for the day agreed to (40-Y 0-N)
- 02/14/07 Senate: VOTE: (40-Y 0-N)
- 02/14/07 Senate: Passed by for the day
- 02/15/07 Senate: Read third time
- 02/15/07 Senate: Passed Senate (38-Y 0-N)
- 02/15/07 Senate: VOTE: (38-Y 0-N)
- 02/22/07 House: Enrolled
- 02/22/07 House: Bill text as passed House and Senate (HB2024ER)
- 02/23/07 House: Signed by Speaker
- 02/24/07 Senate: Signed by President
- 03/19/07 Governor: Approved by Governor-Chapter 458 (effective 7/1/07)
- 03/27/07 Governor: Acts of Assembly Chapter text (CHAP0458)